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Event Details

    Increasing 401K Participation & Fiduciary Responsibilities

    Date: November 14, 2018, 8:00am – 9:00am
    Fran Baze, VP of Professional Development
    UIC Health Sciences Campus
    1601 Parkview Ave., Room A253
    Rockford, IL 61107

    There is lettering on the side of the building, right next to the main entrance: “University of Illinois Rockford . . . A UIC Health Sciences Campus”.
    Enter at the main entrance, which is on the east side of the building. Check in at the reception desk and follow the posted signs.
    No Cost for Rockford Area SHRM Members/$50.00 for Non-Members
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    Please join us for the November, 2018 Monthly Meeting.

    Increasing 401K Participation & Fiduciary Responsibilities
    Dave McKinney, Raymond James

    Summary of Presentation:
    Dave will discuss two important tasks HR Professionals face when administrating a retirement plan: Participant Engagement and Fiduciary Responsibility. He will provide tips and best practices for designing a plan that promotes employee participation and reduces fiduciary risk.

    Key Takeaways:

    1. Plan design drives outcomes – steer your plan to success by utilizing Automatic Enrollment, Escalation, and Education
    2. Take advantage of advisors for one-on-one education and planning
    3. Utilize and educate on available technology
    4. Use a checklist for fiduciary compliance
    5. Outsource some fiduciary duties

    About Dave:
    Dave is the former president and CEO of two private companies and the interim president of a public corporation. Using his past business experience and three decades of involvement in the financial services industry, he consults with company owners and entrepreneurs regarding corporate structure, retirement plans and business succession planning.  Dave also has extensive knowledge in the Retirement Plan industry.  As both a fiduciary and an RIA (Registered Investment Advisor), he not only administers retirement plans for corporations but also conducts numerous educational seminars for companies and/or their employees.

    Please contact Shirley McNutt at regarding late reservations.